Case
No: C/2000/2479
Neutral Citation Number: [2001] EWCA CIV 383
IN THE SUPREME COURT OF JUDICATURE
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE DIVISIONAL COURT
LORD JUSTICE KENNEDY & MR JUSTICE MORRISON
Royal
Courts of Justice
Strand, London, WC2A 2LL
Wednesday 21st March 2001
B
e f o r e :
LORD
JUSTICE SIMON BROWN
LORD JUSTICE ROBERT WALKER
and
LORD
JUSTICE KEENE
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THE QUEEN
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HER MAJESTY’S CORONER FOR INNER
LONDON NORTH
ex parte
PETER FRANCIS TOUCHE
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Appellant
Respondent
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(Transcript
of the Handed Down Judgment of
Smith
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London
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Mr
I. Burnett QC & Mr B. Collins (instructed by Hempsons of Manchester M2 3HR) for the Appellant
Mr
P. Havers QC & Mr S. Taylor (instructed by Alexander Harris of London EC1N 2JT) for the Respondent
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Judgment
As
Approved by the Court
Crown
Copyright ©
Lord Justice Simon Brown:
- On 6 February 1999 Laura
Touche gave birth to twins, delivered by caesarean section. On 15 February
1999, tragically, she died. She was only 31. She died from a cerebral
haemorrhage, the result of severe hypertension, possibly secondary to
eclampsia. The medical evidence suggests that had her blood pressure been
monitored in the immediate post-operative phase her death would probably
have been avoided.
- The critical issue raised in
these proceedings is whether such a death is natural or unnatural -
whether, in particular, an inquest must be held into it pursuant to s.8(1)
of the Coroner’s Act 1988 which requires such an inquest "where ...
there is reasonable cause to suspect that the deceased ... has died ... an
unnatural death".
- It is the coroner’s
contention that Mrs Touche died a natural death. Her husband contends the
contrary. He is anxious for an inquest. The Divisional Court (Kennedy LJ
and Morrison J) on 22 June 2000 accepted Mr Touche’s argument and directed
that an inquest be held. The coroner now appeals to this Court.
- Perhaps not surprisingly the
case has attracted some attention: the facts, after all, are
heart-rending. The issue raised, however, is essentially one of law and
its resolution cannot depend on sympathy.
- With that brief introduction
let me turn at once to set out such further facts as need be stated.
The facts
- The deceased was delivered of
healthy twins at about 10.25 p.m. on 6 February 1999 by caesarean section
under spinal anaesthetic at the Portland Hospital in London. Her pregnancy
and labour had been uncomplicated. Following delivery her blood pressure
was noted to be 120/60 which was within normal bounds and at around 11 p.m.
she was transferred to the postnatal ward. She was complaining of
headache. The next note of her blood pressure was at 1.35 a.m. when it was
recorded to be 190/100. By then her headache was severe and she was
clearly unwell. Only at this stage did treatment begin and her blood
pressure start to be taken regularly until finally it fell to normal
limits. By then, however, it was too late. At 5.15 a.m. she was suffering
a left-sided hemiplegia. At 6.15 a.m. she was transferred to the Middlesex
Hospital and from there to the National Hospital for Neurology and
Neurosurgery at Queen Square where eight days later, on 15 February, she
died.
- A hospital post-mortem
examination, carried out by Professor Scaravilli on 18 February 1999,
recorded the cause of death as:
"1a. Brain
swelling and tonsillar herniation
b. Intra
cerebral haemorrhage
2. Recent
pregnancy"
- It was some months before Mr
Touche’s investigations into the circumstances of his wife’s death led him
to seek an inquest. On 28 July 1999 he wrote to the coroner referring to
the 2˝ hour period between 11 p.m. and 1.30 a.m. when it appeared that Mrs
Touche’s blood pressure had not been monitored. On 26 August 1999 his
solicitors wrote, alleging that "a basic, fundamental failure to
record blood pressure readings ... vitiated any opportunity to avoid the
catastrophic events which lead to Mrs Touche’s death". On 15
September 1999 the solicitors wrote again saying:
"The Portland Hospital have already confirmed
in writing to our client that a protocol does not exist to reflect the level of
monitoring that should be given following a caesarean section. We have expert
evidence to the effect that every NHS hospital in the country has a protocol in
place for the care of patients in the post-operative phase in order to maintain
standards within the hospital and ensure an appropriate level of patient care.
It is disturbing that a private hospital with this reputation chooses not to
adopt such a protocol."
- On 31 August 1999 the
solicitors obtained a report from Dr Bogod, an experienced consultant
anaesthetist with a particular interest in obstetric anaesthesia. He was
very critical of the lack of records relating to the periods during and
after surgery. In particular he found the failure to monitor or record
vital signs, including blood pressure, at a time when Mrs Touche was
receiving pain relief "astonishing" and described the level of
neglect as "starkly apparent".
- The coroner himself took the
trouble to obtain a report from Professor Rubin whose particular interest
is in the medical aspects of pregnancy. His report of 29 February 2000
pointed out that maternal death in the United Kingdom is now "very
rare" and described Mrs Touche’s death as "extraordinary"
because he has "looked after countless numbers of pregnant and
post-partum women who have blood pressure in the range recorded in Mrs
Touche [and] none has ever had a stroke".
- The final report to which I
must refer was obtained by Mr Touche’s solicitors on 15 May 2000 by way of
preliminary opinion from Dr Williams who runs a high-risk obstetrics
service at the Chelsea and Westminster Hospital and who has a particular
interest in pre-eclampsia. His essential conclusions were first that the
failure to undertake blood pressure readings during the post-operative
period involved "sub-standard practice", and second that the
deceased’s severe hypertension was responsible for her cerebral
haemorrhage and that "it is likely that more prompt identification
and treatment of her hypertension would have prevented her cerebral haemorrhage".
- In short, the evidence as a
whole provides clear grounds for suspecting that the Portland Hospital
failed to monitor the deceased’s blood pressure as it should have done in
the critical post-operative phase and that such failure was an effective cause
of her death in that, but for it, she would probably (or at least
possibly) not have suffered cerebral haemorrhage and died.
The Coroners Act 1988
- S.8(1) provides:
"Where a coroner is informed that the body of
a person (the deceased) is lying within his district and there is reasonable
cause to suspect that the deceased -
(a) has died a violent or unnatural death;
(b) has died a sudden death of which the
cause is unknown; or
(c) has died in prison or in such a place or
in such circumstances as to require an
inquest under any other Act, then,
whether the cause of death arose within his district or not, the coroner shall as soon as practicable hold an inquest into the death of the deceased either
with, or, subject to sub- section (3)
below, without a jury."
- S.8(3) provides so far as
relevant that the inquest must be held with a jury "if it appears to
a coroner ... (d) that the death occurred in circumstances the continuance
or possible recurrence of which is prejudicial to the health or safety of
the public or any section of the public".
The issue arising
- The central question to
address is whether, in the light of the facts already summarised, there is
reasonable cause to suspect that Mrs Touche died an unnatural death. I
pose it in the present tense (and earlier summarised the evidence as it
now stands) because the coroner’s stance has remained the same throughout:
whilst he "entirely accept[s] that ... the post operative monitoring
would appear wholly inadequate", he does not regard the death as having
been unnatural. He deposes as follows:
"I asked myself whether this was a case in
which the defects and human fault complained of lifted the case out of the
category of natural and into a category of unnatural death and, applying my
commonsense as a coroner, I concluded that it did not."
- In the ordinary way, of
course, it is for the coroner to decide whether there is reasonable cause
to suspect that a particular death is unnatural, and his decision will not
be challengeable unless it is Wednesbury unreasonable or involves a
self-misdirection in law. The facts here having now substantially
crystallised, however, the point has been reached where really there can
only be one correct answer to the central question and that answer must
necessarily depend on what is meant in s.8(1) by "an unnatural death".
Clearly there is reasonable cause to suspect that the circumstances of Mrs
Touche’s death are those indicated by the evidence already summarised.
Assuming they are, is it properly to be regarded as an unnatural death? If
so, subject to a single qualification to which I shall shortly return, the
coroner has no alternative but to hold an inquest. If, however, the death
is not to be regarded as unnatural he has no power to hold an inquest.
The ruling authority
- The correct approach to take
to the question whether there is reasonable cause to suspect that a
deceased has died an unnatural death was decided by this court in R v
Poplar Coroner ex parte Thomas [1993] QB 610. The deceased in that
case died aged 17 from a severe attack of asthma. The evidence suggested
that she would not have died had the ambulance which was called arrived
promptly rather than after a thirty-three minute delay. The late arrival
of the ambulance notwithstanding, this court concluded that the coroner
had been entitled to regard the death as natural and so not hold an
inquest. The leading judgment was given by Dillon LJ who at page 628 said
this:
"Whether Miss Thomas’ death was natural or
unnatural must therefore depend on what was the cause of death. At this point,
I remind myself of the observations of Lord Salmon in Alphacell Limited v
Woodward [1972] AC 824, 847 where he said:
‘I consider ... that what or who has caused a
certain event to occur is essentially a practical question of fact which can
best be answered by ordinary common sense rather than by abstract metaphysical
theory.’
Lord Salmon repeated what he had there said in his
speech in McGhee v National Coal Board [1973] 1 WLR 1, 11 ..."
- Dillon LJ then considered
five possible explanations for the delay including "(v) the ambulance
came late because the ambulance crew were inefficient and the management
was slack", and continued:
"I do not suggest that any of these scenarios
fits the facts of Miss Thomas’ case. I do not know what the cause of delay was.
But in each of these scenarios common sense indicates that what caused the
patient’s death was, on Lord Salmon’s test in Alphacell Limited v Woodward
[1972] AC 824, 847, the asthmatic attack, not the congestion of the traffic,
the bursting of the water main, the malfunction of the computer or the
inefficiency of the ambulance service. But the asthmatic attack is a natural
cause of death, and the death is not, in my judgment, turned into an unnatural
death by any of the facts suggested in any of the alternative scenarios. ... The
coroner ... was saying that, even when all the other evidence is taken into
account, the cause of death was still the asthmatic attack and the death was
not an unnatural death. That is also my view for the reasons I have endeavoured
to give."
- Farquharson LJ agreed with
Dillon LJ’s reasoning.
- As the third member of the
court, I agreed with the outcome but "reach[ed] that conclusion with
more hesitation than Dillon and Farquharson LJJ and by a rather different
route". At page 630 I said:
"I agree ... that the question whether or not
a death is natural or unnatural depends ultimately on the view one takes as to
the cause of death. But I do not find the question of causation in this context
susceptible of quite the same sort of robust approach that the House of Lords
advocated in a very different context in cases such as McGhee v National
Coal Board [1973] 1WLR1. The question arising there was: can the court
properly infer, in the absence of a provable direct link, that one particular
state of affairs caused or contributed to another. In those cases the
possibility of there being more than one cause was immaterial. ... The question
posed in the present context is surely therefore different: given that all the
important facts are known to the coroner, what view should he take of causes
that may well be secondary but are not self-evidently irrelevant? As in
litigation why should he not sometimes find a death to be the result of two
causes, either one of which could serve to make it unnatural."
- A little later I indicated
that I for my part would have regarded the death as an unnatural one
"if the late arrival of the ambulance had constituted a more extreme
failure of the service", adding that "by failure I mean culpable
human failure on the part of those responsible for providing a reasonably
efficient emergency service". I concluded:
"... it seems to me necessary to recognise
that cases may well arise in which human fault can and properly should be found
to turn what would otherwise be a natural death into an unnatural one, and one
into which therefore an inquest should be held."
The Divisional Court’s judgment
- In their judgment below the
Divisional Court said that they were "unable to detect any conflict
between" my judgment and that of the other two members of the court
in Thomas, and that leading counsel appearing for the coroner
before them (not Mr Burnett QC) had "realistically accepted that on
occasions a coroner may have to find there was more than one cause of
death. That possibility was simply not canvassed by Dillon LJ". Then
followed the first of two critical passages in the judgment:
"So where, as in this case, a patient is in
hospital suffering from a condition which if not monitored and treated in a
routine way will result in death, and, for whatever reason, monitoring and
treatment is omitted, then, as it seems to us, the coroner must hold an inquest
unless he can say that there are no grounds for suspecting that the omission
was an effective cause of death. That seems to us to be the conclusion to which
one is led by a careful analysis of Thomas."
- Later in the judgment, having
reviewed the evidence, and set out the coroner’s own conclusion, comes
this passage:
" ... we would prefer to see the coroner
asking himself a question along the lines indicated earlier in this judgment,
namely whether there are any grounds for suspecting that the wholly inadequate
post operative monitoring and the consequential loss of the opportunity to
provide timely treatment was an effective cause of death. If the coroner had
approached the matter in that way it seems to us that his conclusion must have
been different. ... In dealing with the statutory test omission can be as
important as commission, and that, as it seems to us, is what ... the coroner
failed properly to recognise and to evaluate."
- There is one further
paragraph in the judgment of the Divisional Court to which I should refer
before turning to the central arguments advanced on appeal. Under the
heading "Other Matters" appears this:
"Nothing in this judgment is concerned with
what may in due course be the appropriate verdict, so we have not found it
necessary to consider ‘lack of care’ or two of the decisions to which we were
referred (R v Southwark Coroner ex parte Hicks [1987] 1 WLR 1624 and R
v North Humberside Coroner ex parte Jamieson [1995] QB 1)".
The arguments on appeal
- Mr Burnett QC for the coroner
submits, first, that the Divisional Court was wrong to have found no
conflict between my judgment and that of the other Lords Justices in Thomas
and wrong, therefore, to have applied my approach rather than that of
Dillon LJ. On Dillon LJ’s approach, submits Mr Burnett, the coroner was
clearly right, or at the very least entitled, to conclude that Mrs Touche
died a natural death. Secondly he argues that the coroner in fact directed
himself in accordance with my approach rather than the majority
approach in Thomas and yet nevertheless properly came to the
conclusion that this was a natural death. The Divisional Court, in other
words, went further even than I had gone in Thomas. On their
judgment, submits Mr Burnett, there would have to be an inquest every time
a death takes place in hospital which might have been avoided but for a
failure to provide some routine monitoring or treatment. Indeed, he
suggests, coroners in future will be required at the outset, when first
notified of a hospital death, to embark upon a detailed examination of the
facts to see what if any routine treatment should have been provided. The
Divisional Court, he suggests, has blurred the clear line established in Thomas;
confusion and uncertainty now reign.
- Mr Havers QC for Mr Touche
resists that argument at all points and submits that the judgment of the
Divisional Court is correct for the reasons they gave. Alternatively he
seeks to uphold the decision on the much narrower ground that it would be
open to the coroner (or jury) in this case to return a verdict that the
death was caused or contributed to by neglect, in which event, as is
common ground, there would certainly have to be an inquest. The verdict
which Mr Havers contemplates is that the deceased died from natural causes
to which neglect contributed - see R v North Humberside ex parte
Jamieson [1995] QB1, 25. Such a verdict (which hereafter, for
convenience, I shall call simply a "neglect" verdict) is the
preferred modern version of what in R v Southwark Coroner ex parte
Hicks [1987] 1 WLR 1624 was called "lack of care". Dillon LJ
in Thomas expressly accepted that "another instance of deaths
which are unnatural but not violent is where persons die from ‘lack of
care’ in the narrow and somewhat technical sense in which that term was
interpreted by the Divisional Court in [Hicks]"
- As already noted, the
Divisional Court in the present case expressly disavowed any such basis
for their decision and this narrower argument was only introduced into the
appeal at a late stage, a respondent’s notice being settled for the
purpose only during the hearing before us. It is nevertheless convenient
to take it first.
Neglect
- Sir Thomas Bingham MR, giving
the judgment of the court in Jamieson, conducted a wide-ranging
review of all relevant statutory and judicial authority (including not
least a number of earlier cases concerned with lack of care verdicts) and
stated fourteen general conclusions as to the essential nature of the
coroner’s jurisdiction. It is a landmark decision in coronial law, given
in the context of a prisoner who had hanged himself in a prison hospital
cell. Mr Burnett usefully distilled such of those conclusions as affect
the present appeal (in particular conclusions 7 - 12) into the following
propositions: 1. self-neglect is a gross failure to take adequate
nourishment or liquid or to obtain basic medical attention or adequate
shelter or warmth; 2. neglect is the obverse of self-neglect; 3. neglect
means a gross failure to provide or procure basic medical attention for
someone in a dependent position (for example because of illness) who
cannot provide it for himself; 4. the need for the basic medical attention
must be obvious; 5. the crucial consideration is what the condition of the
dependent person appeared to be; 6. neglect can rarely if ever be an
appropriate verdict on its own but it may be factually accurate to say
that it contributed to a death; 7. neither neglect nor self-neglect should
ever form part of a verdict unless a clear and direct causal connection is
established between the conduct so described and the cause of death. I did
not understand Mr Havers to dissent from this analysis.
- It follows from this that the
critical questions now to be asked under this head are whether, on the
evidence presently available, there is reason to suspect, first, that
there was a gross failure by the Portland Hospital to provide Mrs Touche
(indisputably a dependent in their care) with basic medical attention,
and, second, that her need for such attention was obvious at the time.
- Mr Burnett submits that in
addressing these questions the court is not concerned with considerations
of fine judgment such as are generally in play in medical negligence
actions. The concept of "neglect" involves failure which is, as
he puts it, plain as a pikestaff - note the words of emphasis in the Jamieson
formulation: "gross", "basic", "obvious".
The hospital’s conduct here, he submits, cannot properly be stigmatised as
involving a gross failure to meet an obvious basic need.
- In submitting the contrary,
Mr Havers relies in part on Dr Bogod’s characterisation of the hospital’s
failure to monitor Mrs Touche’s blood pressure as "astonishing",
and its level of neglect as "starkly apparent"; in part on the
coroner’s own recognition that the post-operative monitoring was
"wholly inadequate"; and in part on the acknowledged rarity of
maternal death in the U.K. Such a death is simply not to be expected
nowadays and its very occurrence, submits Mr Havers, points strongly to a
failure of care. There is, the evidence suggests, a basic need for routine
blood pressure monitoring in the immediate post-operative phase following
a caesarean section under spinal anaesthetic. NHS hospitals apparently
meet that need; the Portland Hospital does not.
- I find Mr Havers’ argument on
this part of the case compelling. That, of course, is not to say that if
an inquest is now held the coroner (or jury) will be bound to qualify the
inevitable verdict of death from natural causes by a reference to
"neglect". That would inevitably depend upon the evidence as it
emerges and the coroner’s (or jury’s) evaluation of it in the light of
appropriate legal directions (or self-directions) based on Jamieson.
Still less, let me make plain at this point, am I indicating any view upon
the merits or prospects of success of a very substantial damages claim
which apparently Mr Touche has outstanding against the Portland Hospital.
Those proceedings are entirely separate from these and everything I have
said is without prejudice to them. Who knows what evidence the hospital
may have? Rather it is to conclude no more than that upon such material as
is presently vailable to the coroner he could not properly decide
otherwise than that there is reasonable cause to suspect that Mrs Touche’s
death was (a) at least contributed to by "neglect" (narrowly
defined as by Jamieson) and thus (b) unnatural (as would
necessarily follow from Thomas).
The jurisdiction issue
- Given this conclusion on the
issue of "neglect", an inquest would ordinarily be required. It
is now that I come to the qualification I referred to in paragraph 16
above. The coroner’s jurisdiction to hold an inquest under s.8 depends
upon his being informed of the presence of a body within his district. The
coroner in the present case was so informed by his officer on 16 February
1999, the day following Mrs Touche’s death. But the information then
provided to him, from a doctor at the National Hospital at Queens Square,
was that the deceased:
"Gave birth to twins by caesarean on 6.2.99 at
Portland Hospital. Collapsed three hours later. Admitted to National Hospital
on 7.2.99. Exam indicated spontaneous brain haemorrhage unconnected with
surgical procedure. ... No evidence of neglect nor complaint by family. No PM
required."
- Unsurprisingly in the light
of that report, the coroner did not consider it appropriate to hold an
inquest. The deceased in the event was cremated on 22 February, the
procedures set out in the Cremation Regulations 1930 being duly observed.
These included the completion of a series of prescribed forms by which Mr
Touche as the applicant and two doctors acting respectively as the medical
attendant and the medical referee certified amongst other things that they
had no reasonable cause to suspect that the deceased died an unnatural
death or from "privation or neglect", and that there was no
reason for any further inquiry or examination. Had the coroner, of course,
decided at the outset to hold an inquest, the body would have remained in
his charge.
- It was not until after the
Divisional Court’s judgment that the coroner became aware of Mrs Touche’s
cremation. The jurisdictional question, therefore, has arisen only in the
course of this appeal. It arises because a coroner cannot decide to hold
an inquest under s.8 unless at the time of his decision a body remains in
existence. It presents, however, no insuperable problem. The solution lies
in s.15 of the Coroner’s Act 1988 which, so far as material, provides:
"(1) Where
a coroner has reason to believe -
(a)
that a death has occurred in or
near his district in such circumstances
that an inquest ought to be held; and
(b) that owing to the destruction of the
body by fire or otherwise ... an
inquest cannot be held except in pursuance of this
section, he may report the facts to the Secretary of State.
(2) Where
a report is made under sub-section (1) above, the Secretary of State may, if he
thinks it desirable to do so, direct a coroner ... to hold an inquest into the
death."
- Whilst it is clear that the
coroner’s original decision cannot be impugned, it seems to me that on the
information subsequently brought to his attention he should have concluded
that an inquest ought after all to be held. Mr Burnett has helpfully told
us that if this is indeed the court’s view, then the coroner will readily
report the facts to the Secretary of State under the provisions of s.15 so
that, whilst obviously we cannot dictate the Secretary of State’s decision
in the matter, an inquest appears likely to be directed.
The need for a jury
- Assuming there is now to be
an inquest, will it be held with a jury? Although the point was not
touched on by the Divisional Court nor addressed at length before us, Mr
Burnett, I think, acknowledges that a jury would probably have to be
summoned: it would seem difficult on the material presently available to
regard this death as having occurred otherwise than "in circumstances
the continuance or possible recurrence of which is prejudicial to the
health ... of ... [a] section of the public" within the meaning of
s.8(3)(d) of the Act. The point needs no elaboration. On the authority of Thomas,
however, this (perhaps somewhat surprisingly) cannot affect the question
whether an inquest need be held at all - see Dillon LJ’s judgment at
p.629D-G.
The wider argument
- I have not thus far addressed
the wider point which lies at the heart of this appeal: were the
Divisional Court right to hold as they did that, whenever a death takes
place in hospital and a failure to provide "routine" treatment
is a cause (even a secondary cause) of death, the death is unnatural? It
is this holding which so concerns the coroner and, Mr Burnett says, other
coroners too. It would result, he suggests, in a very significant increase
in the number of inquests to be held. Had the Divisional Court founded
their judgments simply on the possibility of a "neglect"
verdict, we are told, the coroner would probably not have appealed. Despite
my conclusion on the issue of neglect, therefore, I must address the wider
point.
- The first question arising,
of course, is whether the Divisional Court’s judgment is consistent with
the Court of Appeal’s judgment in Thomas, which in turn raises the
question whether my judgment in that case was reconcilable with those of
the majority. With regard to both these questions it is, I fear, necessary
to cite from another judgment of mine, this time in the Divisional Court
in R v Coroner for Western District of East Sussex ex parte Homberg,
Robert and Manners (1994) 158 JP 357, 370:
"Although I myself would have been disposed to
include within the proper scope of such a verdict [neglect] the death of
someone seriously ill or injured who would have been saved by medical care but
for wholly unreasonable delay in the arrival of the emergency services, such a
view is obviously inconsistent with the majority decision of the Court of
Appeal in [Thomas]. That is not to say, owever, that a lack of care
verdict, whether freestanding or in terms of aggravating some other cause of
death, would offend ex parte Thomas. On the contrary, Dillon LJ’s
judgment clearly recognises the legitimate continuance of such verdicts
whenever properly founded on the facts. I would therefore accept Mr Fitzgerald’s
submission that ex parte Thomas must be confined to the s.8(1)(a)
context in which it arose; essentially it decides no more than that a broad
common sense view must be taken when deciding the bald question whether a death
is unnatural so as to determine whether to hold an inquest. Whereas, however,
for that purpose one shuts ones mind to all but the dominant cause of death,
once an inquest is held, the duty to inquire into ‘how the deceased came by his
death’ requires one then to take a broader view and investigate not merely the
dominant but also (in Jervis’s language) any ‘acts or omissions which
are directly responsible for the death.’"
- A little later on I referred
to my own judgment in Thomas as "not a dissenting judgment but
clearly expressing a minority view".
- As is plain from that
passage, I was then regarding my view in Thomas as incompatible
with the majority view. Revisiting the cases, I have to say that that
remains my understanding. Subject only to "neglect" cases (a
category which I suspect the majority in Thomas would have drawn
even more narrowly than Jamieson does), Dillon LJ was, I believe,
inviting the broadest view to be taken of causation so as simply to
determine "the dominant cause of death" as I called it in Homberg.
- I accordingly find it
puzzling not merely that the Divisional Court in the present case found no
conflict within the Thomas judgments but also that the editors of
both Halsbury’s Laws and Halsbury’s Statutes cite Thomas as
authority for the proposition that "cases may well arise in which
human fault can and properly should be found to turn what would otherwise
be a natural death into an unnatural one, and one into which therefore an
inquest should be held", a proposition of mine in which I had
thought, and still think, I was differing from the majority view.
- How then ought this court now
to proceed? The doctrine of precedent clearly suggests that the majority
view in Thomas should be applied and the Divisional Court’s
reasoning in the present case accordingly rejected. I nevertheless
question whether many today would find the majority view in Thomas
(certainly in the way I understand it) entirely satisfactory. Consider,
for example, the very real doubt now thrown upon the usefulness of Lord
Salmon’s dictum in Alphacell - a dictum central to Dillon LJ’s
reasoning - as to causation being simply a matter of ordinary common
sense, by Lord Hoffmann’s illuminating lecture "Common Sense and
Causing Loss" (delivered to the Chancery Bar Association on 15 June
1999). As Lord Hoffmann explains, to get to the right answer on an issue
of causation it is necessary first to identify the question and in
formulating the question it is necessary to look at the rule of law which
requires it to be asked. What policy underlies it? When deciding,
therefore, whether or not for s.8(1)(a) purposes a death is unnatural, one
should be considering why Parliament has included this category of deaths
amongst those into which an inquest must be held. What is it about
unnatural deaths that calls for an inquest? Is there not a powerful case
for saying that an inquest should be held whenever a wholly unexpected
death, albeit from natural causes, results from some culpable human
failure? (Or, more strictly, whenever the coroner has reasonable grounds
to suspect that such is the case.) Such deaths prompt understandable
public concern and surely no small part of the coroner’s function is to
carry out an appropriate investigation to allay such concern.
- Is that not indeed the
approach which the editors of the respective Halsbury’s series appear to
derive from Thomas? As we now learn, moreover, it appears
consistent too with the approach coroners up and down the country take to
certain rare deaths such as those from Legionnaires Disease. In Thomas
we were given to understand that inquests are held into these deaths
because "it is regarded, on a broad view, as unnatural that a person
should die of an extremely rare disease". Now we are told that such
inquests are held because "the disease is caused by the mechanical
spraying of infected water into the atmosphere. This act is unnatural and
may be unlawful and the disease is seen as occurring unnaturally - unlike
hypertension which occurs very naturally indeed. The holding of an inquest
in such cases has nothing to do with the fact that the death may be
rare".
- "The mechanical spraying
of infected water into the atmosphere" I take to refer to the effect
of inadequately maintained airconditioning systems. Quite why that is said
to be unnatural whereas inadequate monitoring which allows hypertension
(itself, of course, "very natural") to develop into death from
cerebral haemorrhage is said to be natural, I have some difficulty in
understanding.
- Given our conclusion on the
narrow point - that inquests should in any event be held into cases like
this because of the possibility of a "neglect" verdict, the
resolution of the wider point is clearly of less significance than it
would otherwise be. Take, for example, the Divisional Court’s example of
Miss Thomas’ attack having been relatively mild and the ambulance arriving
quickly "but its journey to the hospital [having been] extended
because the crew stopped for 10 minutes at a public house, with the result
that when she arrived at hospital her life could not be saved". I
would regard such a case as falling comfortably into the
"neglect" category: Miss Thomas on that scenario would already
have been a dependent of an ambulance crew who then grossly failed in her
care. But undoubtedly there will be cases which fall outside the category
of "neglect" and yet appear to call for an inquest on the basis
already indicated, namely cases involving a wholly unexpected death from
natural causes which would not have occurred but for some culpable human
failure, a category of cases already perhaps recognised by the editors of
Halsbury’s Laws and Statutes. It is the combination of their
unexpectedness and the culpable human failing that allowed them to happen
which to my mind makes such deaths unnatural. Deaths by natural causes
though undoubtedly they are, they should plainly never have happened and
in that sense are unnatural.
- An inquest will, of course,
be held only if the coroner has reasonable cause to suspect such a
combination of circumstances. That does not mean that he will have to make
detailed investigations into every hospital death. Mr Burnett’s fears in
this regard are to my mind misplaced. Nor would I expect such a view of
the law to involve any substantial increase in the number of inquests now
requiring to be held.
- I need hardly add that this
approach must not be allowed to circumvent the clear bar constituted by
Rule 42 of the Coroners Rules 1984: the verdict must not appear to
determine any question of criminal liability on the part of a named person
or any question of civil liability.
- It follows from all this that
I for my part would have upheld the judgment below even had I not
concluded that an inquest was in any event required here because of the
possibility of a "neglect" verdict (not itself a violation of
Rule 42 - see Jamieson).
The costs below
- The final issue arising on
this appeal relates to the costs below which were ordered to be paid by
the Coroner. The order was made apparently without argument to the
contrary and certainly without reference to the Divisional Court’s
judgment in R v HM Coroner for Lincoln ex parte Hay [2000] Lloyds
RepMed. 264, 278. Basing himself on Hay, Mr Burnett submits that
the Coroner ought not to have been required to pay Mr Touche’s costs.
- In Hay Brooke LJ
reviewed a number of coroners’ cases, noted Rose LJ’s judgment in R v
Newcastle-under-Lyme Justices ex parte Massey [1994] 1 WLR 1684 as to
magistrates, and continued:
"In my judgment, that situation [with regard
to magistrates] is quite different from the situation here when a coroner is
carrying out his important statutory duty to conduct an inquest. In this
context the relevant principle appears to be that if a coroner not only files
an affidavit but also appears and contests the making of an adverse order in an
inter partes adversarial mode, then he or she is at risk as to costs. If, on
the other hand, the coroner, as is fitting for somebody holding judicial
office, swears an affidavit to assist the court and then appears in court, more
in the role of an amicus than as a contesting party, then the court is likely
to follow the normal rule set out in Jervis and make no order as to
costs provided that it does not express strong disapproval of his or her
conduct. ... It goes without saying that the Court is greatly assisted by
coroners who depose to what took place before them and then appear in Court to
assist the Court in an amicus role."
- Jervis, I may perhaps
note, states (at page 348 of the 11th edition):
"If the coroner does appear at the hearing, and
loses, then the court has a discretion whether to order the coroner to pay the
successful applicant’s costs, even though he acted reasonably. But such an
order has only rarely been made; usually no order is made unless the coroner’s
behaviour called for strong disapproval. One additional factor against making a
costs order is where the applicant is legally aided and therefore it would only
be the public paying the public."
- No order for costs was made
in favour of Mrs Hay. She, be it noted, was legally aided. Mr Touche is
not. But nor, let it be made clear, has the coroner’s behaviour attracted
the least criticism. On the contrary he has conducted himself impeccably
and, if a costs order is to be justified against him, that can only be
because he failed in the event to defeat the challenge.
- I have, I confess, some
difficulty with the approach in Hay. In the first place I can find
no basis in earlier authority for the suggested distinction between the
coroner’s appearance on the one hand as "a contesting party"
("contest[ing] the making of an adverse order in an inter partes
adversarial mode"), and on the other as "an amicus".
Secondly, it seems to me difficult in practice to apply this distinction.
How does one tell which role the coroner is playing? Both postulate that
he will be resisting the challenge and arguing the relevant law. It can
hardly be by reference to the force of his (or his counsel’s) submissions.
Amici curiae, indeed, play different roles according to the
requirements for their assistance: sometimes they argue a case which
otherwise would go by default, canvassing any arguments available, however
unpromising; sometimes they address wider considerations or cover a
particular interest not otherwise represented. What role, on the Hay
approach, is this coroner playing? True, the point at issue is one of
considerable importance. Yet, the point having been resolved against him
at first instance, he then appealed. An amicus does not (cannot) appeal.
Having appealed, as Mr Burnett recognises, the coroner is to be treated
like any other appellant: if he wins, he recovers his costs; if he loses,
he pays the respondent’s costs. Why then should the position be different
below? Indeed, had the coroner won below, he would certainly have asked
for and, no doubt, been awarded his costs. Of course, as Brooke LJ
observed, the Court is greatly assisted by the coroner not merely swearing
an affidavit but also appearing to argue the case - particularly in a case
like the present which raises a true point of law of general application.
But it would seem hard on the applicant that the more important the point,
the less likely he will be to recover his costs - even though the point
will obviously be of greater importance to coroners as a whole than to him
as an individual.
- Naturally I recognise that if
coroners who appear on the challenge and lose are regularly to be
condemned in costs they may be more reluctant to be represented at the
hearing, so that the court would be deprived of their assistance. That
would be a pity. But it would always be open to the court to ask for an
amicus and at least then the applicant’s position as to costs would be
fair: he would simply have to bear his own costs irrespective of the
outcome. On Mr Burnett’s argument, the applicant gets the worst of all
possible worlds.
- Mr Burnett makes the
additional point that Mr Touche’s costs at first instance were probably no
greater (or very little greater) than had the coroner chosen not to be
represented: the application would still have had to be made and the
hearing was in any event concluded within a day. Why then should the
coroner have to pay the applicant’s costs simply because he chose to
appear? The answer seems to me to lie in the anomaly whereby a judicial
officer (assuming only that he has done nothing calling for specific
disapproval) can generally, by choosing not to appear, exempt himself from
any costs liability even though his decision is found unlawful. In my
judgment that anomaly ought not readily to be extended.
- There is this further
consideration. S.13 of the Coroners Act 1988 expressly provides that where
the High Court, on an application brought with the Attorney General’s
fiat, is satisfied inter alia that the coroner "refuses ... to hold
an inquest which ought to be held" (s.13(1)(a)), it may inter alia
"order the coroner concerned to pay such costs of and incidental to
the application as to the court may appear just" (s.13(2)(b)).
Indeed, this very challenge was brought before the court by way of a s.13
application as well as by judicial review. Given this express statutory
discretion to award costs against the coroner whenever justice demands, a
discretion unqualified by any need to find misconduct on his part (or
even, I may observe, any reference to his appearance before the court), I
see no sufficient reason to subject its exercise to limitations as
rigorous as those suggested by Hay.
- Coroners are, it is well
known, funded as to their legal costs by the relevant local authority -
here, we are told, by four London Borough Councils. There is no question
of the coroner personally having to pay the applicant’s costs. Were it
otherwise, indeed, he would hardly be appealing.
- In the result, given that
Parliament has chosen not to heed repeated pleas by the court that there
be power in this sort of case to order costs out of public funds, I would
make the same order as to costs as the Divisional Court made below per
incuriam the decision in Hay, and would accordingly dismiss the
appeal on this issue too.
Lord Justice Robert Walker:
- I agree and I add a few words
of my own on what My Lord, Simon Brown LJ has called the wider argument. I
agree with Simon Brown LJ that his judgment in Thomas, although
concurring in the result, is in its reasoning significantly different from
that of the other members of the court. I also respectfully agree that the
majority view is not entirely satisfactory.
- The expression
"unnatural death" in s.8(1)(a) of the Coroners Act 1988 does not
have a single clearly defined meaning. (As Lord Sumner said in a different
context in Weld-Blundell v Stephens [1920] AC 956, 983,
"Everything that happens, happens in the order of nature and is
therefore ‘natural’".) Often "unnatural" means little more
than abnormal and unexpected, and that rather muted shade of meaning would
appear to be consistent with the legislative purpose of the Coroners Act
1988.
- In particular, I doubt
whether the naturalness or unnaturalness of a death should be determined
exclusively in terms of causation, especially if that is seen as requiring
a search for a single "dominant cause of death". That is the
expression which Simon Brown LJ used in Homberg (at p.370) in
summarising the majority view in Thomas. The better way forward is
to look for a combination of circumstances rather than a single dominant
cause.
Lord Justice Keene:
- I agree that, for the reasons
given by Simon Brown LJ, there is reasonable cause to suspect that Mrs
Touche’s death was contributed to by "neglect" in the sense used
in Jamieson [1995] QB 1 and was for that reason alone "unnatural"
in terms of section 8(1)(a) of the Coroners Act 1988. That is sufficient
to determine this appeal on the substantive issue. I also agree that the
appeal on costs should be dismissed for the reasons given in Simon Brown
LJ’s judgment.
- On the "wider point",
as it has been described, I find myself arriving at the same conclusion as
Simon Brown and Robert Walker LJJ, but by a somewhat different analysis of
the judgments in the leading case of Thomas. I do not discern any
necessary conflict between the judgments of Dillon LJ and Farquharson LJ
on the one hand and Simon Brown LJ on the other in that case. It is
well-established that there may be more than one cause of death in a given
situation, and that is illustrated by the possibility of a verdict which
incorporates a finding that neglect contributed to the death in question. Jamieson
reflects that situation, as do a large number of other authorities. Simon
Brown LJ’s judgment in Thomas was dealing with the obvious
possibility that a death may have more than one cause.
- But it is not the case that
the judgments of the other members of the court in Thomas seek to
deny that possibility. They did not deal with the possibility of there
being more than one cause of death, but it cannot be that they took the
view that, however complex the factual situation, it had to be forced onto
the Procrustean bed of a single cause. Their judgments, properly read,
amount to a finding that, on the facts of that particular case, there was
only one cause. But there was no pronouncement that there has to be in all
cases only a single cause of death. In short, I concur with the view
expressed by the Divisional Court in the present case to the effect that
they did not detect any conflict between the judgments in Thomas.
They were right to say that the possibility of a coroner sometimes having
to find more than one cause of death was not canvassed by Dillon LJ.
- I therefore do not find any
difficulty in terms of precedent arising in this case. The approach spelt
out by Simon Brown LJ on the wider issue in his judgment in the present
case is not in conflict with the decision in Thomas, and it
provides a practical, workable approach in this difficult area of law. For
that reason also I would dismiss the substantive appeal.
ORDER:
Appeal dismissed for the reasons set out in the Judgments. The respondent to
have his costs on a detailed assessment.
(Order does not form part of approved
Judgment)